Advice Compliance Coach

Company Overview

One of Australia’s leading Wealth Management groups, providing a wide range of wealth management products to its clients via several well-regarded brands. Employee benefits cover a range of health, wealth and lifestyle options to suit your professional and personal needs.

Role Overview

Working as part of a team in a particularly varied role supporting the Head of Advice in all aspects of advice support delivery. This includes compliance, audit, vetting, on-boarding advisers, policy, process and assisting with new project roll out. With the main focus on improving quality and productivity. Your main duties will include…

  • Monitoring and supervision of all advice functions including general and comprehensive advice.
  • Design and implementation of new advice policies with a view on ASIC & internal policy controls.
  • Building and maintaining robust compliance frameworks
  • Supporting adviser pre and post audit with a focus on adviser education.

Skills & Experience

  • About 5 years plus experience in a comparable technical, back office adviser support role (paraplanning, policy, compliance or vetting etc)
  • Ideally, Degree qualified and ADFS
  • Strong communication skills
  • Ability to apply technical skills in a very varied role

If you are interested in this role please apply using the link below or contact Steve Kelly on 03 9602 9860 or Click Apply Now.

Advice Compliance Coach

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